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NAIBD Supports SIPC in its SEC Case on Stanford

Standing firm to the belief that the brokerage industry should not be obligated to provide a backstop for alleged fraudulent investment schemes, the National Association of Independent Broker/Dealers (NAIBD) expressed their support of the Securities Investor Protection Corporation (SIPC) in a letter to Security Exchange Commission (SEC) Chairman, Mary Schapiro dated February 16, 2012.

NAIBD is encouraging its members to express SIPC support by signing their online petition.

Read the complete letter here
Find out more about the case by visiting http://www.stanford-antigua-sec-lawsuit.com/
Sign our petition and show your support for SIPC
Read the press release in our News Room

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Upcoming Events NRS Fall Compliance Conference for Investment Advisers and Broker-Dealers. More Information The 2012 Annual Symposium has been cancelled. Watch for more information about upcoming programming. View Past Webinars Couldn't attend a past webinar? NAIBD members can see and hear a complete recording of past webinars by logging into the Members Only section. More Events >>	The NAIBD Serves as an Advocate for the Broker/Dealer Community The Voice of the Broker/Dealer Our purpose is to positively impact rules, regulations, and legislation by facilitating a consistent, productive relationship between industry professionals and regulatory organizations and by providing education and member benefits for Broker/Dealers.	Insurance Programs NAIBD Health Care Plan NAIBD is proud to announce that we now have health care benefits for all NAIBD members. Read More >> Effective membership is required for participation in our programs, including the E&O Share program. E&O Insurance for NAIBD Members Read More >>

	In the Spotlight NAIBD Supports SIPC in its SEC Case on Stanford Standing firm to the belief that the brokerage industry should not be obligated to provide a backstop for alleged fraudulent investment schemes, the National Association of Independent Broker/Dealers (NAIBD) expressed their support of the Securities Investor Protection Corporation (SIPC) in a letter to Security Exchange Commission (SEC) Chairman, Mary Schapiro dated February 16, 2012. NAIBD is encouraging its members to express SIPC support by signing their online petition. Read the complete letter here Find out more about the case by visiting http://www.stanford-antigua-sec-lawsuit.com/ Sign our petition and show your support for SIPC Read the press release in our News Room In the News Finra's Ketchum 'not apologetic' about waivers or Corzine's free pass MF Global boss received no favoritism, regulator's CEO says; decision 'never bubbled up' to senior management. Click here to read the full article. – InvestmentNews Muni regulator puts pay to play, other proposals on hold MSRB will wait until SEC issues definition of municipal adviser; ‘hallelujah'. Click here to read the full article. - InvestmentNews Broker-Dealers Chafe Under Audit Inspections. Broker-dealers are urging regulators to consider the nature and variety of services provided in deciding which firms should be subject to an audit inspection program under Dodd-Frank. Click here to read the full article – Markets Media More News >>

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