Welcome::National Association of Independent Broker/Dealers

Upcoming Events Webinars - TBA View Past Webinars Stretching Your Compliance Budget: Tips and Tricks October 27, 2011 Broker/Dealer E&O Liability Coverage- Hosted by: Conrad M. Deneault, The Daniel and Henry Co. NAIBD Presents "An Hour with the FINRA Board of Governors Candidates" Regulatory Updates - What you Need to Know! Guilty Until Proven Innocent - What You Need to Know About Arbitration Regulatory Update Hiring and Retaining Top Talent Compliance Issues Posed by LinkedIn, Twitter, Blogging & Social Networking Couldn't attend? NAIBD members can see and hear a complete recording of the webinar by logging into the Members Only section. More Events >>	The NAIBD Serves as an Advocate for the Independent Broker/Dealer Community The Voice of the Independent Broker/Dealer Our purpose is to positively impact rules, regulations, and legislation by facilitating a consistent, productive relationship between industry professionals and regulatory organizations and by providing education and member benefits for Broker/Dealers.	Insurance Programs NAIBD Health Care Plan NAIBD is proud to announce that we now have health care benefits for all NAIBD members. Read More >> Effective membership is required for participation in our programs, including the E&O Share program. E&O Insurance for NAIBD Members Read More >>

	In the Spotlight Rick Ketchum, FINRA, delivers keynote at NAIBD’s 2011 Fall Symposium The NAIBD Fall Symposium was held Monday, November 14 in New York, New York. Thank you to all who were able to attend. Highlights from the event can be found here. In the News Finra's Ketchum 'not apologetic' about waivers or Corzine's free pass MF Global boss received no favoritism, regulator's CEO says; decision 'never bubbled up' to senior management. Click here to read the full article. – InvestmentNews Muni regulator puts pay to play, other proposals on hold MSRB will wait until SEC issues definition of municipal adviser; ‘hallelujah'. Click here to read the full article. - InvestmentNews Broker-Dealers Chafe Under Audit Inspections. Broker-dealers are urging regulators to consider the nature and variety of services provided in deciding which firms should be subject to an audit inspection program under Dodd-Frank. Click here to read the full article – Markets Media More News >>

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