Upcoming Events

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JULY
07/14/09
Regulatory Update

Lisa Roth, NAIBD Past Chair, Keystone Capitol Corp.

Members Only Webinar. NAIBD members may register at no cost.

Registration will open next week!

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2009 Meeting Schedule

JANUARY

1/13/09
2:00 pm EST
Small Firm Representatives to the FINRA Board Speak Out
Featuring: Lisa Roth, NAIBD Chairperson
Don Steel, Planned Investment Company, Inc.
Mari Buechner, Coordinated Capital Securities, Inc
Duncan Williams, Duncan-Williams, Inc.

NAIBD members may register at no cost, and guests may register for $25.

1/29/09

12:00pm EST
The Issues and Implications of a 3PM / Broker Dealer Relationship
Featuring:Lisa Roth,  NAIBD Chairperson
Micah A. Taylor,  Kinetic Partners
Donna DiMaria,  3PM President
Stacy Havener, 3PM Secretary/Events Co-Chair

NAIBD members may register at no cost.

MARCH
03/18/09
Spring Business Development Symposium
Providing Business Development Tools for Independents Broker/Dealers
Santa Monica, CA

MAY
05/12/09
Compliance Issues Posed by LinkedIn, Twitter, Blogging & Social Networking
MarketCounsel, LLC.

Paul Lieberman, JD and Daniel Bernstein, ESQ.

Blogs, Linkedin, Twitter, and other social networking websites are exciting marketing mediums. But before you dive in, you must know the compliance rules. Listen as we explore the potential compliance issues posed by these new social networking media.

JUNE
06/09/09
Hiring and Retaining Top Talent

Rosanne Roberts, Roberts & Associates, LLC.

Members Only Webinar. NAIBD members may register at no cost.

JULY
07/14/09
Regulatory Update

Lisa Roth, NAIBD Past Chair, Keystone Capitol Corp.

Members Only Webinar. NAIBD members may register at no cost.

AUGUST
08/11/09
Marketing Tactics that Work

Members Only Webinar. NAIBD members may register at no cost.

OCTOBER
10/23/09
Fall Business Development Symposium

New York, NY

2008 Events

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2006 Events

2005 Events