Upcoming Events

NAIBD 2010 Fall Symposium
Tuesday, October 19
New York Stock Exchange
New York, NY

NAIBD's 2010 Fall Symposium will once again be held at the New York Stock Exchange.

Registration is now open! Click here for more information and to get registered!

View Past Webinars

Regulatory Updates - What you Need to Know!

Guilty Until Proven Innocent - What You Need to Know About Arbitration

Regulatory Update

Hiring and Retaining Top Talent

Compliance Issues Posed by LinkedIn, Twitter, Blogging &
Social Networking

Couldn't attend? NAIBD members can see and hear a complete recording of the webinar by logging into the Members Only section.

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News Room

2009/2010

Press Releases

Articles

Press Releases

» NAIBD Member Advocacy Committee Helps Impact Federal Legislation
July 21, 2010

» NAIBD’s Spring Symposium to Help Members Overcome Challenges and Plan for Success
January 26, 2010

» Huge Auditing Cost Hikes Would Hit Broker-Dealers Accross the Board - NAIBD Calls for Change throught Garrett Amendment
October 28, 2009

» NAIBD to Hold Knowledge Exchange at New York Stock Exchange
July 15, 2009

» NAIBD Launches New Member Programs as Interest in ‘Going Independent’ Grows
April 29, 2009

» NAIBD’s Member Advocacy Committee Educates Key Legislators on the Effects of Proposed Amendments to H.R. 1212
April 7, 2009

» Bruce Kelly of InvestmentNews to Speak at the 2009 NAIBD Spring Symposium
March 12, 2009

» NAIBD Announces Support of President Obama’s Appointment of Mary Schapiro as SEC Chairperson
December 19, 2008

» 2009 NAIBD Spring Symposium Provides Business Development Tools for Independent Broker/Dealers
December 15, 2008

» NAIBD Holds Emergency Board Meeting to Address Potential Member Concerns
October 1, 2008

» NAIBD Technology & Compliance Symposium to Address Issues Affective Independent Broker/Dealers
September 22, 2008

» NAIBD to Hold Technology & Compliance Symposium at NASDAQ Marketsite in New York
August 27, 2008

» National Association of Independent Broker/Dealers Select Management and Marketing Firm for Strategic Growth Effort
August 14, 2008

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Articles

» B-Ds Fret Over Proposed Placement Agent Rules - InvestmentNews

» Big Guys Fight Back - Financial Advisor

» Small Brokers Fight Auditing Proposal - Securities Industry News

» Small B-Ds Decry Hill Audit Proposal - InvestmentNews

» NAIBD Works to Prevent Audit Cost Hikes for IBDs - Registered Rep Advisorland

» Finra's Ketchum pitches - again - for adviser oversight - InvestmentNews

» FINRA's Ketchum Continues Push for Uniform Fiduciary Standards Among Advisors, BDs - Financial Planning

» Big Expense for Small Broker Dealers - An Interview with NAIBD Chairman Steve Distante - Dow Jones

» Executives Advise On Surveillance - Compliance Reporter
 
» FINRA's Ketchum Eyes Placement Agent Rules - Compliance Reporter

» NAIBD Director on CNBC's Squawk on the Street

» Senior Summit Summary Results are in

» Reg SP Survey Summary Results are in

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