NAIBD Members May View All Past Webinars, including:
Guilty Until Proven Innocent - What You Need to Know About Arbitration
The world has changed, or has it? Some things never change: death, taxes and customer complaints!
Panelist will share stories on selling away and straight loss situations and evaluate what was done correctly and what was done incorrectly.
Regulatory Update
Lisa Roth, NAIBD Past Chair, Keystone Capital Corp.
Hiring and Retaining Top Talent
Rosanne Roberts, Roberts & Associates, LLC.
Compliance Issues Posed by LinkedIn, Twitter, Blogging & Social Networking
Couldn't attend? NAIBD members can see and hear a complete recording of the webinar by logging into the Members Only section.
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Membership
Membership in the National Association of Independent Broker/Dealers
is open to all firms and industry vendors throughout the United States.
Benefits are ever expanding, but the primary ones are listed below.
Because the Independent Broker/Dealer community is a
diverse one, NAIBD offers two different types of membership.
Broker/Dealer membership benefits are as follows:
- Free attendance for 2 firm employees at NAIBD's regional member meetings
including presentations like, “State of the Industry” by the FINRA
Chairman, "The Facts of Arbitration & Mediation" by Legal Representatives
on both sides, and “Protection Against White Collar Crime and Money Laundering” by
the FBI.
- Free attendance for members for NAIBD's webinars
including presentations like, Small Firm Representatives to the FINRA Board Speak Out with FINRA board of Governors and The Issues and Implications of a 3PM/Broker Dealer Relationship.
- Discounted and/or free attendance at the NAIBD Spring and Fall Symposiums, including Keynote
Presentations, CEO Discussion Panels, the latest from technology vendors throughout
the Broker/Dealer industry and a “Coffee with the Regulators”.
- Rebate and discount offers
from industry vendors and other industry organizations.
- Access to NAIBD's E&O Share program.
- Access to NAIBD's Health Insurance Program.
- Website access to “Members Only” page for quick
reference to previous meeting information, presentations, webinars, vendor discount offers, and regulation
response templates for effectively impacting upcoming regulation efforts.
- Networking opportunities with industry executives, regulators
and securities professionals from across the nation at regional and local events.
- Weekly email newsletter of FINRA's weekly email blast
Regular Rate for Broker/Dealer Membership:
Membership is available for only $300 per calendar year.
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Industry Associate Membership Details:
The National Association of Independent
Broker Dealers has developed an opportunity for service providers
to heighten their exposure to potential clients while bringing them
valuable product and service offers. Through a diverse collection
of networking, promotion and signage options, NAIBD introduces Industry
Associate Membership, the ideal forum for connecting industry vendors
with Independent Broker/Dealer firms and their sole advocate organization.
With 150 national member firms and growing, the NAIBD is the industry’s
ONLY national association comprised solely of Independent Broker/Dealer
members. The NAIBD’s national meeting schedule includes a variety
of agendas designed to attract key decision-makers from the industry
including non-members.
The IAM program is your opportunity to connect with this
important audience in a variety of ways:
Industry Associate Member Benefits
- Contact data for NAIBD General Members comprising 150+
Broker/Dealer decision-makers, and their estimated 12,000+ registered
personnel.
- Website listing with logo, company description and a link to your
site
- Special discounted rates at the Technology Symposium and priority
listing in the Tech Symposium Brochure
- Sponsorship opportunities at local General Membership meetings on
a priority selection basis (call for details on how to participate only
in this local option including attendee list, additional signage and
website exposure, and 5-10 minute speaking opportunity)
- Complimentary meeting attendance for all IAM employees and guests
- Networking Opportunities with key decision makers/prospective clients
Regular Rate for Industry Associate Membership:
Industry Associate Membership is available for only $2,500
per calendar year.
Click here for the Industry Associate Membership Application.
Below is a full listing of our Industry Associate Members:
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