NOVEMBER Events2006

11/10/05 - THURSDAY

Del Mar , CA - RSVP

"Books and Records Updates"

Guest Speakers:

Rod Lueck - Techmate/Ops Plus

Charles Welsh - DST

Del Mar Hilton

2:00 PM Meeting

4:30 PM Reception

Directions:  Del Mar Hilton

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SEPTEMBER
09/13/05 - TUESDAY

Los Angeles , CA - RSVP
Wilshire Grand

"Making the Case for Independence"
Guest Speaker: John SimmersCEO of ING Advisors Network

Directions: Wilshire Grand
2:00 PM Meeting

4:30 PM Reception

 

Reception hosted by:

 

09/19/05 - MONDAY

Garden City, NY - RSVP
Garden City Hotel

"Protect yourself and your customers from Identity Theft"

Guest Speaker:  Ronald Waldman

Senior Attorney of Federal Trade Commission

Directions:  Garden City Hotel
5:00 PM Meeting

7:00 PM Reception

Reception hosted by:

 

JULY

07/12/05 - TUESDAY

Anaheim, CA - RSVP

"Arbitration & Mediation"

NEW LOCATION

Marriott Anaheim

Guest Speakers:

Bernard Thompson - NASD Ombudsman

Arbitration/Mediation Panel:

G. Thomas Fleming

Skip Raring

Dennis Stubblefield

Bill Jackson

2:00 PM Meeting

4:30 PM Reception

Directions: Marriott Anaheim

Hosted Reception Sponsored by:

 

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7/28/05 - THURSDAY

Melville, New York - RSVP

Roundtable Discussion on Regulatory Environment

Seating Limited - Please RSVP

Vanderbilt Securities, LLC

5:00 - 7:00PM Meeting

Directions:  Vanderbilt Securities

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