DECEMBER

Wednesday - 12/13/06 RSVP

"Protection of Non-Public Data; Privacy"

Speaker:

Kevin Fitzgerald- Jones, Bell, Abbott, Fleming & Fitzgerald LLP.

Special Guest Speaker:

  Mary Schapiro, CEO of NASD

Los Angeles , CA
Marriott Downtown Los Angeles-Directions

2:00 PM Meeting

4:30 PM Reception

 

SEPTEMBER

 Wednesday - 09/27/06 RSVP

"Arbitration and Mediation: Protecting You and Your Brokers"

Long Island, NY
Hilton -Directions

5:00 PM Meeting

6:30 PM Reception

Reception Sponsored by:

Guest Speaker:

John Lawlor, Attorneys At Law

Tuesday - 09/19/06

"Protection of non-public data; Privacy"

WebEx Internet Town Hall Meeting

FOR MEMBERS ONLY - Join Now

YOU MUST RSVP TO ATTEND - Please RSVP now

 

JULY


Tuesday - 07/11/06 RSVP

Del Mar, CA
"What's on the Regulatory Horizon?"

Del Mar Hilton - Directions

2:00 PM Meeting

4:30 PM Reception


Guest Speaker:
Steven Insel: Jeffer, Mangels, Butler & Marmaro LLP

Reception Sponsored by:

 

 

JUNE

 

Tuesday - 06/13/06

WebEx Internet Town Hall Meeting

Managing your Form BR 1:00 PM

FOR MEMBERS ONLY - Join Now

YOU MUST RSVP TO ATTEND - Please RSVP now

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MAY

Monday - 05/8/06

Los Angeles, CA
5th ANNUAL TECHNOLOGY AND COMPLIANCE SYMPOSIUM

Omni Hotel - Directions
8 AM – 6 PM

Guest Speakers: TBA

Click here to see detailed information on our

5th Annual Technology & Compliance Symposium


Attendee Registration Form
Broker Dealer Attendee Form
Exhibitor Registration Form
Exhibitor Instructions & Contract

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MARCH


Wednesday - 03/08/06

Del Mar, CA
"The Future of Securities Industry"

Del Mar Hilton - Directions

2:00 PM Meeting

4:30 PM Reception
Guest
Mike Kostoff: Corporate Executive Board



Reception hosted by:

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JANUARY

 

Tuesday - 01/10/06

 Anaheim, CA
MEET THE CANDIDATES!!

"Equity Indexed Annuities"

Sheraton Anaheim Hotel - Directions

2:00 PM Meeting
4:30 PM Reception

Panel Presentation:
Eric Hagler: Wedbush Morgan Securities
Tom Fleming: Jones, Bell, Abbot, Fleming & Fitzgerald

Bob Girard: Jones, Bell, Abbot, Fleming & Fitzgerald
Roy Washington: Capital Forensics

 

 


Reception hosted by:

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